Regulatory Compliance Programs

Regulatory Compliance Programs

Maintaining proficiency in regulatory compliance and keeping close track of regulatory changes is important for your business. We are key contributors in the development of operational risk procedures and controls, ensuring that regulatory and procedural systems are effectively observed and monitored.

Compliance Expertise

CFS consultants are experts in compliance issues such as:

  • Regulatory Changes
  • Operational Risk Monitoring
  • Compliance Programs
  • Business Continuity Planning
  • About Us Aside

    Specifically, we’re experts at:

    • Investment Management
    • Institutional Broker Dealers
    • Prime Brokerage
    • Hedge Funds
    • Investment Advisors
    • Private Equity
    • Banking
    • Wealth Management
    • Insurance